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Strany 1 - Spectrum Analysis Basics

AgilentSpectrum Analysis Basics Application Note 150

Strany 2 - Table of Contents

10Chapter 2Spectrum Analyzer FundamentalsThis chapter will focus on the fundamental theory of how a spectrum analyzerworks. While today’s technology m

Strany 3 - — continued

100Let’s assume that we have some idea of the characteristics of our signal, but we do not know its exact frequency. How do we determine which is ther

Strany 4 - Introduction

101Note that both signal identification methods are used for identifying correctfrequencies only. You should not attempt to make amplitude measurement

Strany 5 - What is a spectrum?

102In previous chapters of this application note, we have looked at the fundamental architecture of spectrum analyzers and basic considerations for ma

Strany 6 - Why measure spectra?

103Other examples of built-in measurement functions include occupied bandwidth, TOI and harmonic distortion, and spurious emissions measurements. The

Strany 7

104RF designers are often concerned with the noise figure of their devices, as this directly affects the sensitivity of receivers and other systems. S

Strany 8 - Types of signal analyzers

105Digital modulation analysisThe common wireless communication systems used throughout the worldtoday all have prescribed measurement techniques defi

Strany 9

106Not all digital communication systems are based on well-defined industry standards. Engineers working on non-standard proprietary systems or theear

Strany 10 - Fundamentals

107Data transfer and remote instrument control In 1977, Agilent Technologies (part of Hewlett-Packard at that time) introduced the world’s first GPIB-

Strany 11 - Accuracy.”

108Firmware updatesModern spectrum analyzers have much more software inside them than do instruments from just a few years ago. As new features are ad

Strany 12 - Tuning the analyzer

109The objective of this application note is to provide a broad survey of basicspectrum analyzer concepts. However, you may wish to learn more about m

Strany 13

11Since the output of a spectrum analyzer is an X-Y trace on a display, let’s seewhat information we get from it. The display is mapped on a grid (gra

Strany 14

110Absolute amplitude accuracy: The uncertainty of an amplitude measurement in absolute terms, either volts or power. Includes relative uncertainties

Strany 15

111Delta marker: A mode in which a fixed, reference marker has been established and a second, active marker is available that we can place anywhere on

Strany 16 - Resolving signals

112Dynamic range: The ratio, in dB, between the largest and smallest signals simultaneously present at the spectrum analyzer input that can be measure

Strany 17

113Frequency stability: A general phrase that covers both short- and long-termLO instability. The sweep ramp that tunes the LO also determines where a

Strany 18 - H(4000) = –10(4) log

114Image response: A displayed signal that is actually twice the IF away from the frequency indicated by the spectrum analyzer. For each harmonic of t

Strany 19 - Residual FM

115LO feedthrough: The response on the display when a spectrum analyzer is tuned to 0 Hz, i.e. when the LO is tuned to the IF. The LO feedthrough can

Strany 20 - Phase noise

116Noise sidebands: Modulation sidebands that indicate the short-term instability of the LO (primarily the first LO) system of a spectrum analyzer.The

Strany 21

117Residual responses: Discrete responses seen on a spectrum analyzer displaywith no input signal present.Resolution: See Frequency resolution.Resolut

Strany 22 - Sweep time

118Spectrum: An array of sine waves of differing frequencies and amplitudes and properly related with respect to phase that, taken as a whole, constit

Strany 23 - Digital resolution filters

119Video: In a spectrum analyzer, a term describing the output of the envelopedetector. The frequency range extends from 0 Hz to a frequency typically

Strany 24 - Envelope detector

12RF attenuator The first part of our analyzer is the RF input attenuator. Its purpose is toensure the signal enters the mixer at the optimum level to

Strany 25 - Displays

By internet, phone, or fax, get assistance with all yourtest & measurement needsPhone or FaxUnited States:(tel) 800 829 4444Canada:(tel) 877 894 4

Strany 26 - Detector types

13We need to pick an LO frequency and an IF that will create an analyzer withthe desired tuning range. Let’s assume that we want a tuning range from 0

Strany 27 - One bucket

14Figure 2-4 illustrates analyzer tuning. In this figure, fLOis not quite highenough to cause the fLO– fsigmixing product to fall in the IF passband,

Strany 28 - (positive) detection

15To separate closely spaced signals (see “Resolving signals” later in this chapter), some spectrum analyzers have IF bandwidths as narrow as 1 kHz;ot

Strany 29 - Normal detection

16•IF gain Referring back to Figure 2-1, we see the next component of the block diagramis a variable gain amplifier. It is used to adjust the vertical

Strany 30

17Agilent data sheets describe the ability to resolve signals by listing the 3 dBbandwidths of the available IF filters. This number tells us how clos

Strany 31 - 1Buckets 2 3 4 5678910

18Another specification is listed for the resolution filters: bandwidth selectivity(or selectivity or shape factor). Bandwidth selectivity helps deter

Strany 32 - Average detection

19This allows us to calculate the filter rejection:H(4000) = –10(4) log10[(4000/1149.48)2+ 1] = –44.7 dB Thus, the 1 kHz resolution bandwidth filter

Strany 33 - Averaging processes

2Chapter 1 – Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .4Frequency dom

Strany 34 - Video filtering

20Phase noise Even though we may not be able to see the actual frequency jitter of a spectrum analyzer LO system, there is still a manifestation of th

Strany 35

21Some modern spectrum analyzers allow the user to select different LO stabilization modes to optimize the phase noise for different measurement condi

Strany 36 - Trace Averaging

22In any case, phase noise becomes the ultimate limitation in an analyzer’s ability to resolve signals of unequal amplitude. As shown in Figure 2-13,

Strany 37

23On the other hand, the rise time of a filter is inversely proportional to its bandwidth, and if we include a constant of proportionality, k, then:Ri

Strany 38 - Time gating

24Envelope detector6Spectrum analyzers typically convert the IF signal to video7with an envelopedetector. In its simplest form, an envelope detector c

Strany 39

25The width of the resolution (IF) filter determines the maximum rate at whichthe envelope of the IF signal can change. This bandwidth determines how

Strany 40 - Gate signal

26Detector typesWith digital displays, we had to decide what value should be displayed for each display data point. No matter how many data points we

Strany 41

27The “bucket” concept is important, as it will help us differentiate the six detector types:SamplePositive peak (also simply called peak)Negative pea

Strany 42 - Gated video

28While the sample detection mode does a good job of indicating the randomnessof noise, it is not a good mode for analyzing sinusoidal signals. If we

Strany 43 - Gated sweep

29Peak (positive) detectionOne way to insure that all sinusoids are reported at their true amplitudes is to display the maximum value encountered in e

Strany 44 - Digital IF Overview

3Chapter 5 – Sensitivity and Noise . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .58Sensitivity . . . .

Strany 45 - The all-digital IF

30What happens when a sinusoidal signal is encountered? We know that as amixing product is swept past the IF filter, an analyzer traces out the shape

Strany 46

31The normal detection algorithm: If the signal rises and falls within a bucket:Even numbered buckets display the minimum (negative peak) value in the

Strany 47 - Frequency counting

32Average detectionAlthough modern digital modulation schemes have noise-like characteristics,sample detection does not always provide us with the inf

Strany 48

33EMI detectors: average and quasi-peak detectionAn important application of average detection is for characterizing devices for electromagnetic inter

Strany 49 - Frequency Accuracy

34Video filteringDiscerning signals close to the noise is not just a problem when performingEMC tests. Spectrum analyzers display signals plus their o

Strany 50

35The effect is most noticeable in measuring noise, particularly when a wide resolution bandwidth is used. As we reduce the video bandwidth, the peak-

Strany 51 - Frequency response

36If we set the analyzer to positive peak detection mode, we notice two things:First, if VBW > RBW, then changing the resolution bandwidth does not

Strany 52 - Absolute amplitude accuracy

37Thus, the display gradually converges to an average over a number of sweeps.As with video filtering, we can select the degree of averaging or smooth

Strany 53 - Improving overall uncertainty

38Time gatingTime-gated spectrum analysis allows you to obtain spectral information about signals occupying the same part of the frequency spectrum th

Strany 54 - The digital IF section

39In some cases, time-gating capability enables you to perform measurementsthat would otherwise be very difficult, if not impossible. For example, con

Strany 55 - Examples

41. Jean Baptiste Joseph Fourier, 1768-1830. A French mathematician and physicist who discovered that periodic functions can be expanded into a serie

Strany 56 - Frequency accuracy

40Time gating can be achieved using three different methods that will be discussed below. However, there are certain basic concepts of time gating tha

Strany 57

4101234567TimeslotsFigure 2-35. A TDMA format signal (in this case, GSM) with eight time slotsFigure 2-36. A zero span (time domain) view of the two t

Strany 58 - Sensitivity and Noise

42There are three common methods used to perform time gating:• Gated FFT• Gated video• Gated sweepGated FFTSome spectrum analyzers, such as the Agilen

Strany 59

43Gated sweepGated sweep, sometimes referred to as gated LO, is the final technique. In gated sweep mode, we control the voltage ramp produced by the

Strany 60

44Since the 1980’s, one of the most profound areas of change in spectrum analysis has been the application of digital technology to replace portionsof

Strany 61 - Noise figure

45In Chapter 2, we did a filter skirt selectivity calculation for two signals spaced 4 kHz apart, using a 3 kHz analog filter. Let’s repeat that calcu

Strany 62 - Preamplifiers

46In this case, all 160 resolution bandwidths are digitally implemented.However, there is some analog circuitry prior to the ADC, starting with sever

Strany 63 - Spectrum analyzer

47Custom signal processing ICTurning back to the block diagram of the digital IF (Figure 3-2), after the ADC gain has been set with analog gain and co

Strany 64 - –10 –5 0 +5 +10

48More advantages of the all-digital IFWe have already discussed a number of features in the PSA Series: power/voltage/log video filtering, high-resol

Strany 65 - Noise as a signal

49Now that we can view our signal on the display screen, let’s look at amplitudeaccuracy, or perhaps better, amplitude uncertainty. Most spectrum anal

Strany 66

5Some measurements require that we preserve complete information about thesignal - frequency, amplitude and phase. This type of signal analysis is cal

Strany 67 - 1% (±0.044 dB)

50The general expression used to calculate the maximum mismatch error in dB is:Error (dB) = –20 log[1 ± |(ρanalyzer)(ρsource)|]where ρis the reflecti

Strany 68

51Following the input filter are the mixer and the local oscillator, both of which add to the frequency response uncertainty. Figure 4-2 illustrates w

Strany 69

52Relative uncertaintyWhen we make relative measurements on an incoming signal, we use either somepart of the same signal or a different signal as a r

Strany 70 - Dynamic Range

53Improving overall uncertaintyWhen we look at total measurement uncertainty for the first time, we may well be concerned as we add up the uncertainty

Strany 71

54Typical performance describes additional product performance informationthat is not covered by the product warranty. It is performance beyond specif

Strany 72

55ExamplesLet’s look at some amplitude uncertainty examples for various measurements.Suppose we wish to measure a 1 GHz RF signal with an amplitude of

Strany 73

56Frequency accuracySo far, we have focused almost exclusively on amplitude measurements. What about frequency measurements? Again, we can classify tw

Strany 74 - Attenuator test

57In a factory setting, there is often an in-house frequency standard availablethat is traceable to a national standard. Most analyzers with internal

Strany 75

58SensitivityOne of the primary uses of a spectrum analyzer is to search out and measurelow-level signals. The limitation in these measurements is the

Strany 76

59Because the input attenuator has no effect on the actual noise generated in the system, some early spectrum analyzers simply left the displayed nois

Strany 77

6Why measure spectra?The frequency domain also has its measurement strengths. We have already seen in Figures 1-1 and 1-2 that the frequency domain is

Strany 78 - 2nd order

60So if we change the resolution bandwidth by a factor of 10, the displayed noise level changes by 10 dB, as shown in Figure 5-2. For continuous wave(

Strany 79

61Noise figureMany receiver manufacturers specify the performance of their receivers interms of noise figure, rather than sensitivity. As we shall see

Strany 80 - Gain compression

62The 24 dB noise figure in our example tells us that a sinusoidal signal must be 24 dB above kTB to be equal to the displayed average noise level on

Strany 81

63Using these expressions, we’ll see how a preamplifier affects our sensitivity.Assume that our spectrum analyzer has a noise figure of 24 dB and the

Strany 82

64Finding a preamplifier that will give us better sensitivity without costing us measurement range dictates that we must meet the second of the abov

Strany 83 - Frequency Range

65Let’s first test the two previous extreme cases.As NFPRE+ GPRE– NFSAbecomes less than –10 dB, we find that system noisefigure asymptotically approac

Strany 84

66We have already seen that both video filtering and video averaging reduce the peak-to-peak fluctuations of a signal and can give us a steady value.

Strany 85

67This is the 2.5 dB factor that we accounted for in the previous preamplifier discussion, whenever the noise power out of the preamplifier was approx

Strany 86 - Image frequencies

68Let’s consider the various correction factors to calculate the total correctionfor each averaging mode:Linear (voltage) averaging:Rayleigh distribut

Strany 87

69When we add a preamplifier to our analyzer, the system noise figure and sensitivity improve. However, we have accounted for the 2.5 dB factor in our

Strany 88 - 4.7 4.9 5.1 5.3

7Figure 1-3. Harmonic distortion test of a transmitter Figure 1-4. GSM radio signal and spectral mask showing limits of unwanted emissionsFigure 1- 5.

Strany 89

70DefinitionDynamic range is generally thought of as the ability of an analyzer to measureharmonically related signals and the interaction of two or m

Strany 90 - Preselector

71With a constant LO level, the mixer output is linearly related to the input signal level. For all practical purposes, this is true as long as the in

Strany 91 - Amplitude calibration

72These represent intermodulation distortion, the interaction of the two input signals with each other. The lower distortion product, 2ω1– ω2, fallsbe

Strany 92 - Improved dynamic range

73We can construct a similar line for third-order distortion. For example, a data sheet might say third-order distortion is –85 dBc for a level of –30

Strany 93

74Sometimes third-order performance is given as TOI (third-order intercept).This is the mixer level at which the internally generated third-order dist

Strany 94

75Figure 6-2 shows the dynamic range for one resolution bandwidth. We certainly can improve dynamic range by narrowing the resolution bandwidth,but th

Strany 95

76The final factor in dynamic range is the phase noise on our spectrum analyzerLO, and this affects only third-order distortion measurements. For exam

Strany 96 - External harmonic mixing

77Dynamic range versus measurement uncertaintyIn our previous discussion of amplitude accuracy, we included only thoseitems listed in Table 4-1, plus

Strany 97

78Next, let’s look at uncertainty due to low signal-to-noise ratio. The distortioncomponents we wish to measure are, we hope, low-level signals, and o

Strany 98 - Signal identification

79Let’s see what happened to our dynamic range as a result of our concern with measurement error. As Figure 6-6 shows, second-order-distortion dynamic

Strany 99

8Types of measurementsCommon spectrum analyzer measurements include frequency, power, modulation, distortion, and noise. Understanding the spectral co

Strany 100 - Figure 7-17a. 14

80Gain compressionIn our discussion of dynamic range, we did not concern ourselves with howaccurately the larger tone is displayed, even on a relative

Strany 101

81The range of the log amplifier can be another limitation for spectrum analyzers with analog IF circuitry. For example, ESA-L Series spectrum analyze

Strany 102 - Modern Spectrum Analyzers

82Adjacent channel power measurementsTOI, SOI, 1 dB gain compression, and DANL are all classic measures of spectrum analyzer performance. However, wit

Strany 103 - Figure 8-1. CCDF measurement

83As more wireless services continue to be introduced and deployed, the available spectrum becomes more and more crowded. Therefore, there hasbeen an

Strany 104

84In Chapter 2, we used a mathematical approach to conclude that we needed a low-pass filter. As we shall see, things become more complex in the situa

Strany 105 - Digital modulation analysis

85Next let’s see to what extent harmonic mixing complicates the situation.Harmonic mixing comes about because the LO provides a high-level drive signa

Strany 106 - Saving and printing data

86The situation is considerably different for the high band, low IF case. As before, we shall start by plotting the LO fundamental against the signal-

Strany 107

87In examining Figure 7-5, we find some additional complications. The spectrum analyzer is set up to operate in several tuning bands. Depending on the

Strany 108 - Firmware updates

88Other situations can create out-of-band multiple responses. For example, suppose we are looking at a 5 GHz signal in band 1 that has a significant t

Strany 109

89Can we conclude from this discussion that a harmonic mixing spectrum analyzer is not practical? Not necessarily. In cases where the signal frequency

Strany 110 - Glossary of Terms

9While we have defined spectrum analysis and vector signal analysis as distinct types, digital technology and digital signal processing are blurring t

Strany 111

90The word eliminate may be a little strong. Preselectors do not have infiniterejection. Something in the 70 to 80 dB range is more likely. So if we a

Strany 112

91Amplitude calibrationSo far, we have looked at how a harmonic mixing spectrum analyzer respondsto various input frequencies. What about amplitude?Th

Strany 113

92For example, suppose that the LO fundamental has a peak-to-peak deviation of 10 Hz. The second harmonic then has a 20 Hz peak-to-peak deviation; the

Strany 114

93From the graph, we see that a –10 dBm signal at the mixer produces a second-harmonic distortion component of –45 dBc. Now we tune the analyzerto the

Strany 115

94Looking at these expressions, we see that the amplitude of the lower distortion component (2ω1– ω2) varies as the square of V1and linearly with V2.

Strany 116

95Pluses and minuses of preselectionWe have seen the pluses of preselection: simpler analyzer operation, uncluttered displays, improved dynamic range,

Strany 117

96External harmonic mixingWe have discussed tuning to higher frequencies within the spectrum analyzer.For internal harmonic mixing, the ESA and PSA sp

Strany 118

97Table 7-1 shows the harmonic mixing modes used by the ESA and PSA at various millimeter wave bands. You choose the mixer depending on the frequency

Strany 119

98Signal identificationEven when using an unpreselected mixer in a controlled situation, there are times when we must contend with unknown signals. In

Strany 120 - Agilent Email Updates

99Figure 7-15. Which ones are the real signals?346+56–6LO frequency (GHz)Input frequency (GHz)78+8–10+10–12+12–14+14–16+16–18+18–253035404550556065707

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